Bank Recovery & Resolution Planning Certification

Bank Recovery and Resolution Planning (RRP) Certification Course

This course is a targeted, practical training program designed to build professional competence in designing, evaluating, and implementing recovery and resolution plans for banks and financial institutions. In response to global financial crises and evolving supervisory frameworks, regulators now require institutions to prepare credible recovery strategies and resolution documentation that preserve financial stability and protect stakeholders.

This intensive course provides a comprehensive understanding of the international regulatory environment - including key attributes of effective resolution regimes - and delves into the key tools, techniques and governance approaches used in recovery and resolution planning (RRP). Through real‑world case examples, stress‑testing frameworks and scenario design, participants learn how to prepare actionable plans, engage with supervisors and build operational readiness to address crisis conditions at both firm‑wide and systemic levels.

This programme delivers 20 hours of Continuing Professional Development (CPD) / Continuing Professional Education (CPE). Please note that it is a self-certified training initiative and does not carry formal accreditation from any external CPD or CPE governing body. Participants are strongly advised to consult with their respective professional, regulatory or membership organisations to determine the eligibility and recognition of these learning hours for their continuing education requirements.

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Testimonials

Vassilis Gioulbaxiotis

Head of Markets Trading, Sales & Structuring-Eurobank

This Bank Recovery & Resolution Planning course gave me a thorough understanding of global RRP frameworks and how to build effective recovery plans - the real‑world examples were invaluable.

Stuart Smith

Vice President Operations-Charles River Development

The instructors explained complex regulatory expectations clearly and practically. I now confidently contribute to our bank’s recovery planning and stress scenario development.

Tholang Mahase

Internal Audit Manager - Treasury-Absa Group

I appreciated the focus on both recovery and resolution strategies. This training strengthened my ability to support risk, governance, and crisis planning functions in my organization.

Bridgette Preston

Senior Vice President, US Head of Business Continuity-HSBC

Completing this course has boosted my professional credibility with regulators and internal stakeholders. It’s directly relevant and immediately applicable to my daily responsibilities.

Learning Outcomes:

Explain the purpose and regulatory context of recovery and resolution planning in maintaining financial stability and resolvability of banks.
Describe the global regulatory framework for RRP, including the Financial Stability Board’s Key Attributes and supervisory expectations for resolvability and crisis management.
Develop the core components of a recovery plan, including governance structures, key indicators, escalation triggers and credible recovery options.
Identify critical business lines, legal entities and operational dependencies for inclusion in a resolution plan, and outline options such as bail‑in, bridge banks or transfer strategies.
Apply stress‑testing techniques for recovery and resolution scenarios, including reverse stress testing and calibration of liquidity and capital triggers.
Address practical challenges in RRP design, including data limitations, interconnectedness, operational continuity and resolvability impediments.
Engage with regulatory and supervisory stakeholders, including crisis management groups, to support feedback loops and remediation plans.
Evaluate real‑world recovery and resolution strategies through case studies and structured analysis to strengthen institutional preparedness and crisis response capabilities.

Details

Introduction to Recovery & Resolution Planning

Purpose of recovery and resolution plans in maintaining financial stability
Lessons learned from recent bank failures and resolution cases
Implications for banks, regulators and key stakeholders

Global Regulatory Framework (Non–Country Specific)

FSB Key Attributes of Effective Resolution Regimes
Basel Committee guidance on recovery planning
Cross-border consistency and the role of Crisis Management Groups (CMGs)
Supervisory expectations for resolvability

Components of a Recovery Plan

Governance, ownership and decision-making frameworks
Recovery indicators, triggers and escalation processes
Stress testing for recovery scenarios
Development of credible recovery options
Feasibility, impact and credibility assessments
Recovery playbooks and implementation planning

Components of a Resolution Plan

Identification of critical functions and core business lines
Mapping legal entities, services and operational dependencies
Resolution strategies: single point of entry (SPE), multiple point of entry (MPE), transfer tools, bridge bank, bail-in
Valuation in resolution and three-stage valuation principles
Funding in Resolution (FIR) and liquidity requirements
MREL / TLAC-equivalent concepts (generic approach)
Operational Continuity in Resolution (OCIR)
Continuity of FMI access, shared services and outsourcing arrangements
Communication and public disclosure planning

Stress Testing, Triggers & Scenario Development

Differences between recovery and resolution stress scenarios
Reverse stress testing approaches
Liquidity and capital stress-testing frameworks
Trigger calibration and escalation governance

Practical Challenges in RRP Development

Data, MIS and reporting limitations
Interconnectedness and operational dependencies
Designing executable recovery and resolution options
Addressing impediments to resolvability
Testing and validation through fire drills and simulations

Regulatory Interaction & Supervisory Toolkit

Engagement with supervisors and Crisis Management Groups (CMGs)
Generic approaches to resolvability assessments
Supervisory feedback loops and remediation expectations
Role of internal audit and second-line oversight

Case Studies and Practical Application

Sample recovery options under stress conditions
Evaluation of resolution strategies
Liquidity management in resolution scenarios
Discussion of real-world cross-border cases (non-country-specific)

Why is it beneficial to obtain this certification?

Obtaining the Bank Recovery and Resolution Planning Certification with training equips banking and financial services professionals with the structured, practical skills needed to prepare for and manage institutional stress, financial distress or failure scenarios. This training goes beyond theoretical concepts by teaching participants how to develop credible recovery plans, identify appropriate recovery options, design effective resolution strategies, and align plans with regulatory expectations (such as BRRD, TLAC/MREL frameworks). With real‑world case studies and exercises, learners build capabilities in stress testing, contingency funding planning, governance design and documentation - enabling them to help their institutions strengthen resilience, protect stakeholders, and maintain confidence in times of crisis.

From a career and financial perspective, earning this certification with guided training can significantly enhance professional credibility, marketability and earning potential. Expertise in recovery and resolution planning is increasingly valued in banks, regulators and financial institutions, where robust planning is critical for regulatory compliance and systemic stability. Depending on experience and role, certified professionals - such as Bank Recovery Planning Manager, Enterprise Risk Manager, Regulatory Compliance Specialist or Treasury & Capital Planning Officer - can command annual salaries ranging from $90,000 to $140,000, with senior leadership positions in major institutions exceeding $160,000 in many regions. By combining a recognised certification with practical, application‑focused training, participants not only validate their capabilities but also position themselves as strategic contributors to financial stability and organisational success.

About The Trainer

He is an experienced banking risk and regulatory specialist with deep expertise in recovery planning, resolution frameworks and financial stability practices. With years of hands‑on involvement in developing and implementing robust recovery and resolution strategies, he brings practical insights into managing distressed scenarios and safeguarding organisational resilience. Known for his clear and engaging teaching style, he helps learners understand complex regulatory expectations and apply best practices effectively. His guidance equips professionals to confidently design, assess and enhance recovery and resolution plans in today’s evolving risk landscape.

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Frequently Asked Questions

Bank Recovery & Resolution Planning (RRP) Training

1. Is there an exam for certification?

Yes, there will be an assessment of 20 questions based on the training topics at the end of the course. You will need to score at least 75% to pass. Participants will receive a certificate of completion reflecting 20 CPD/CPE hours, issued on a self-certification basis.

2. Can I pay the course fee in instalments?

Yes, you will be able to pay the course fees in instalments. Reach out to [email protected] to see the options available to you.

3. How many attempts do I have to pass the exam?

You will get 2 attempts to pass the exam and get certificate.

4. I may miss out on attending a few live sessions. Is that ok?

Sure, you can watch the recordings of the sessions you cannot attend and get back to us if you have any doubts to clear.

5. Are there any corporate or group discounts?

Group discounts are available to groups of more than three candidates. You can get up to 20% discount depending on the number of participants.

6. Can I switch my start date if I join live training?

Yes, if you notify at least 24 hours in advance before the 1st class of the training and there is an availability in a different batch then you will be able to switch your start date.

7. Can I cancel my enrolment? Will I get a refund?

Our courses are designed to provide high quality learning and outcomes that exceed expectations. If for some reason your expectations are not met. You will be given a refund in accordance with our 100% satisfaction policy.

8. What happens once I make the payment and complete registration for live training?

You will receive meeting login for Zoom live classes and training materials.

9. How can I clarify doubts after the training sessions?

All the participants will be added to WhatsApp/SMS group and email thread. You can clarify doubts at any time via WhatsApp, SMS or email.

10. Is post-training support available?

Yes, we provide mentorship, doubt resolution, and guidance for assessment preparation.

11. Does the certificate expire?

No, the certification is valid indefinitely, demonstrating RRP proficiency. While not mandatory, refresher training every 2-3 years is recommended to maintain skills and compliance.

12. How is the training delivered?

We offer live online sessions, self-paced modules and in-person workshops.

13. Is the certification assessment difficult?

The assessment tests practical understanding and application of RRP concepts, with most participants successfully passing on their first attempt through full course participation.

14. When do I receive my certificate?

The digital certificate is issued immediately upon passing the assessment.

15. Can I join online classes from any country?

Yes. The online training is accessible worldwide.

16. What is this course about?

This course provides comprehensive training on developing and implementing bank recovery and resolution plans to maintain financial stability. It includes lessons from real-world bank failures, regulatory guidance, stress testing and practical case studies. Certification is awarded after passing our in-house assessment.

17. What are the benefits of this certification?

Participants will understand regulatory expectations and best practices for RRPs, learn how to develop recovery plans, resolution strategies and stress scenarios, gain credibility in banking, regulatory and consulting roles and acquire practical skills for real-world RRP implementation.

18. Is prior RRP knowledge required?

Basic knowledge of banking, risk, or finance is helpful, but the course is designed for beginners to advanced professionals.

19. Will the course help me implement RRPs in my organization?

Yes, the course provides practical guidance on designing executable recovery and resolution plans, stress testing and engagement with regulators.

20. How will this course help me in my career?

Participants will gain hands-on knowledge of global RRP frameworks, develop skills to design, test, and validate recovery and resolution plans, enhance their credibility with employers and regulators, and apply their learnings to internal risk management, crisis planning and strategic decision-making.

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